SEC Extends Deadline for Broker-Dealers to Meet Daily Reserve Rule Changes

The SEC’s extended deadline gives broker-dealers a captious buffer to overhaul systems, streamline regular reserve computations, and capitalize connected caller integer plus custody flexibility. SEC Pushes Back Reserve Computation Rule Deadline for Broker-Dealers The U.S. Securities and Exchange Commission (SEC) announced connected June 25 that it is extending the compliance deadline for its amended Rule […]